Alerts
Let us search for you, get new jobs like these via email as they go live
Sponsored Jobs
EMEA Compliance Manager
- Central London
- £48,000 to £52,000 per year
Operations Manager/Compliance Manager
- London
- £80,000 per year
Senior Compliance Advisory Specialist
- London City
- £75,000 to £100,000 per year
Risk and Compliance Manager
- Surrey
- £60,000 per year
Head of Compliance and Risk
- London
- £700 per month
Internal Audit / Compliance Manager
- West London, Uxbridge
Operations Manager/Compliance Manager
- London
- £80,000 per year
Compliance Advisory Specialist
- London City
- £75,000 to £100,000 per year
Head of Ethical and Legal Compliance
- Central London
- £100,000 per year
Compliance Manager
- London City
- £65,000 per year
Global Compliance Officer
- London
- £65,000 to £70,000 per year
COMPLIANCE MANAGER
- Recruiter :
- Career Legal Professional
- Salary :
- None specified
- Location :
- London
- Description :
- Highly regarded law firm based in a wonderful location in the City of London aims to further enhance their own compliance function. Working closely with the Director of Compliance and managing an AML team the successful candidate will advise on design and implement effective compliance controls and policies for the firm to ensure compliance with applicable legislative requirements. Broad spectrum of compliance Issues encompassing: AML Code of Conduct Conflicts of Interest Due Diligence Developing and delivering compliance training. The prospects for progression are excellent in a highly professional
- Posted on :
- 04/03/2010
Compliance Assistant
- Recruiter :
- Career Legal Professional & Compliance
- Salary :
- None specified
- Location :
- London
- Description :
- This highly regarded law firm with offices world wide are seeking to expand their central compliance team based in London with the appointment of a compliance assistant. The role will include: Matter management, including matter opening and assessing compliance with the Solicitors' Code of Conduct. Handling 'low to medium' complexity matters without supervision. Conflict of Interest ... relevant compliance rules and regulations, including (but not limited to) publicity, client care, conflicts ... from those with relevant compliance experience working in a law firm or a professional services
- Posted on :
- 02/03/2010
Compliance Assistant
- Recruiter :
- Joslin Rowe
- Salary :
- £18 to £20 per hour
- Location :
- City of London
- Description :
- A City based Insurance Company is looking to recruit for a Compliance Assistant. Duties will include underwriting monitoring tasks, providing quarterly feedback to compliance officer, assisting in the design and implementation of standard claims, ensuring all regulatory / statutory deadlines are adhered to, ensure all thematic reviews are completed as directed by the Compliance Officer, to provide input into procedure and process manual amendments, maintain appropriate records, work to short deadlines, manage and prioritise tasks and maintain good communication with other personnel. If you have worked as a Compliance
- Posted on :
- 03/03/2010
Compliance Manager
- Recruiter :
- Robert Walters
- Salary :
- £55,000 to £75,000 per year
- Location :
- London
- Description :
- to work and an opportunity to lead and grow the Global Compliance Team. Responsibilities will include: The firm are looking for a Compliance Manager who can lead the team and work closely with the London ... conflicts, compliance and AML. Working in conjunction with the Director of Operations and the Managing ... . Candidate Requirements: Ideally you will be a Compliance Manager or a Team Leader who is looking to move ... with compliance exposure. If you would like to apply for this role or find out more, please contact Rebecca
- Posted on :
- 04/03/2010
Compliance Manager
- Recruiter :
- Career Legal Professional & Compliance
- Salary :
- None specified
- Location :
- London
- Description :
- Highly successful specialist insurance and reinsurance underwriting group aims to appoint a Legal and Compliance Manager for the Group's funds under management running into many billions of pounds. The successful candidate will have responsibility to report to the Head of Compliance with any compliance issues identified in the performance of the role or any concerns around the interpretation of regulations, and to liaise with the Group General Counsel on all material legal issues and all potential disputes. This will provide the necessary independent view ensuring legal and compliance issues are highlighted and dealt
- Posted on :
- 08/03/2010
Compliance Manager
- Recruiter :
- Career Legal Professional & Compliance
- Salary :
- None specified
- Location :
- London
- Description :
- Highly successful specialist insurance and reinsurance underwriting group aims to appoint a Legal and Compliance Manager for the Group's funds under management running into many billions of pounds. The successful candidate will have responsibility to report to the Head of Compliance with any compliance issues identified in the performance of the role or any concerns around the interpretation of regulations, and to liaise with the Group General Counsel on all material legal issues and all potential disputes. This will provide the necessary independent view ensuring legal and compliance issues are highlighted and dealt
- Posted on :
- 08/03/2010
Compliance Manager
- Recruiter :
- Cameron Kennedy
- Salary :
- £65,000 per year
- Location :
- London City
- Description :
- Our client, a leading international Law firm is looking for a Compliance Manager to manage a small Compliance team of three people. They have the skills to manage a wide range of corporate and finance transactions and disputes, and to provide their clients with the high quality advice they require. Your role as Compliance Manager requires you to have experience within a Law firm and in a Compliance capacity. Those who do not have Law firm experience need not apply.
- Posted on :
- 06/03/2010
*COMPLIANCE ASSISTANT*
- Recruiter :
- Laurence Simons Legal Recruitment
- Salary :
- None specified
- Location :
- London
- Description :
- URGENT - COMPLIANCE ASSISTANTS - 25 K - TOP CITY LAW FIRM - PERM AND TEMP ROLES Please call if you have any exposure to Anti Money Laundering issues or KYC databases for a perm role with promotional prospects at a TOP CITY FIRM. Email your CV urgently to ... Laurence Simons (UK) Ltd acts as an employment agency for permanent roles and an employment business for temporary roles.
- Posted on :
- 03/03/2010
Compliance Manager - AML
- Recruiter :
- Career Legal Professional & Compliance
- Salary :
- None specified
- Location :
- London
- Description :
- This highly regarded law firm with offices around the globe are seeking a compliance manager to join the expanding specialist compliance team. The successful applicant can look forward to assuming a high level of responsibility advising on, designing and implementing effective compliance controls and policies for the firm to ensure compliance with applicable legislative requirements and leading the AML team. This will be a varied role and encompass: General compliance duties * Drafting complex policies ... and applicable laws, managing the conflicts team as required and delivering compliance training. Client Due
- Posted on :
- 22/02/2010
Compliance Manager - AML
- Recruiter :
- Career Legal Professional & Compliance
- Salary :
- None specified
- Location :
- London
- Description :
- This highly regarded law firm with offices around the globe are seeking a compliance manager to join the expanding specialist compliance team. The successful applicant can look forward to assuming a high level of responsibility advising on, designing and implementing effective compliance controls and policies for the firm to ensure compliance with applicable legislative requirements and leading the AML team. This will be a varied role and encompass: General compliance duties * Drafting complex policies ... and applicable laws, managing the conflicts team as required and delivering compliance training. Client Due
- Posted on :
- 22/02/2010
Compliance Manager - Investment Bank
- Recruiter :
- Career Legal Professional & Compliance
- Salary :
- £80,000 per year (up to £80K plus bens)
- Location :
- London
- Description :
- This highly regarded investment bank are seeking to appoint a compliance manager to join the expanding and newly created Regulatory Control Group sitting right in the heart of the business on the trading floor. The department is looking for an experienced compliance/regulatory candidate who can bring new initiatives and ideas to the team and who is keen to work with the existing team to continually ... liaising with Traders, Risk Management, Legal and Compliance, Operations, IT and Senior staff in the New ... the requirements of and compliance with applicable rules and regulations. * Assist with maintaining accurate data
- Posted on :
- 22/02/2010
LEGAL AND COMPLIANCE MANAGER
- Recruiter :
- Career Legal Professional
- Salary :
- None specified
- Location :
- London
- Description :
- Highly successful specialist insurance and reinsurance underwriting group aims to appoint a Legal and Compliance Manager for the Group's funds under management running into many billions of pounds. The successful candidate will have responsibility to report to the Head of Compliance with any compliance issues identified in the performance of the role or any concerns around the interpretation of regulations, and to liaise with the Group General Counsel on all material legal issues and all potential disputes. This will provide the necessary independent view ensuring legal and compliance issues are highlighted and dealt
- Posted on :
- 06/03/2010
LEGAL AND COMPLIANCE MANAGER
- Recruiter :
- Career Legal Professional
- Salary :
- None specified
- Location :
- London
- Description :
- Highly successful specialist insurance and reinsurance underwriting group aims to appoint a Legal and Compliance Manager for the Group's funds under management running into many billions of pounds. The successful candidate will have responsibility to report to the Head of Compliance with any compliance issues identified in the performance of the role or any concerns around the interpretation of regulations, and to liaise with the Group General Counsel on all material legal issues and all potential disputes. This will provide the necessary independent view ensuring legal and compliance issues are highlighted and dealt
- Posted on :
- 06/03/2010
Compliance Manager - Proffesional Association
- Recruiter :
- Charity Recruitment Solutions
- Salary :
- £28,000 to £28,500 per year
- Location :
- Central, London
- Description :
- Deputy Conduct and Compliance Manager - Professional Body 1 Year Contract My client a leading educational body require a compliance manager to ensure there professional quality assurance policies are effectively implemented. This will involve encouraging compliance to quality assurance requirements and support best practice. Ideally to ensure external bodies assessing and awarding qualifications ... to ensure a coordinated approach to all quality assurance, conduct and compliance matters 5 - Management of the conduct and compliance section. Ensuring external verification visits are conducted in accordance
- Posted on :
- 09/03/2010
Project Compliance Manager
- Recruiter :
- Anglo Technical Recruitment
- Salary :
- £40,000 per year (Paid Holiday)
- Location :
- London
- Description :
- Working as the Mechanical and Electrical compliance manager on the fit out stage of a new build in the heart of the City of London area. Our client is looking for a manager with experience of managing sub-contractors methods and compliance, almost like a clerk of works type role. The position would require the person to scrutinise all aspects of the fit out in order to protect the contract and the client investment. The client has stipulated that they do not want any work being carried out until all relevant certification has ... by the compliance manager. They have also asked for log books and O&M manuals to be produced for all the plant. You
- Posted on :
- 05/03/2010
Global Compliance Officer
- Recruiter :
- Finance Professionals
- Salary :
- £65,000 to £70,000 per year
- Location :
- London
- Description :
- Our client, a global leading Media business, is looking to recruit a high calibre Global Compliance Officer to join its Audit function. In all his/her responsibilities, the Global Compliance Officer, in liaison with the CRO, the global CFO and the various regional CFOs, will be setting tasks and objectives for local/regional people to action, advising on actions required to meet objectives, supporting implementation of agreed solutions and monitoring progress made. Below are some highlights of the roles day-to-day responsibilities: Sarbanes-Oxley: ensure global awareness and compliance; coordinate compliance work across all
- Posted on :
- 10/03/2010
Compliance Assistant - Immediate start
- Recruiter :
- Career Legal Professional & Compliance
- Salary :
- None specified
- Location :
- London
- Description :
- This highly regarded law firm are seeking a compliance assistant to start immediately on an on-going temp basis. The role will include: Matter management, including matter opening and assessing compliance with the Solicitors' Code of Conduct. Handling 'low to medium' complexity matters without supervision. Conflict of Interest Checking and generating reports Information Barrier and Document Security Processes Client Due Diligence Sanctions List Monitoring The successful applicant will have conflicts and compliance experience gained in a city firm (banking complaince
- Posted on :
- 26/02/2010
Internal Audit / Compliance Manager
- Recruiter :
- Rackspace
- Salary :
- Competitive
- Location :
- West London, Uxbridge
- Description :
- This role is to lead, manage and measure performance on all internal controls initiatives across EMEA including Sarbanes-Oxley compliance. This role requires that you gain a thorough understanding of the respective areas of the business to enable you to identify potential areas of risk, and work with the respective leaders to formulate solutions that will mitigate those risks in a practical manner. This role also requires that you work closely with the Process Excellence team on process improvement initiatives ... and manage the execution of the EMEA Sarbanes-Oxley (SOX) compliance activities within the prescribed
- Posted on :
- 24/02/2010
Senior Compliance Advisory Specialist
- Recruiter :
- GraingerWest
- Salary :
- £75,000 to £100,000 per year ( bonus benefits)
- Location :
- London City
- Description :
- A Senior Compliance Advisory Specialist is urgently required to join a rapidly growing investment banking house based in the city of London. My client is growing its fixed income business which will augment its equities and structured products business (two main growth areas are commodities and FX derivatives). You will ideally have experience of advising the business on a number of product groups or you are currently a specialist in one product area looking to grow your business knowledge. You will have ... to demonstrate good business acumen from a compliance perspective.
- Posted on :
- 09/03/2010
Compliance Advisory Specialist
- Recruiter :
- GraingerWest
- Salary :
- £75,000 to £100,000 per year ( bonus benefits)
- Location :
- London City
- Description :
- A Senior Compliance Advisory Specialist is urgently required to join a rapidly growing Investment banking house based in the City of London. My client is growing its fixed income business which will augment its equities and structured products business (two main growth areas are Commodities and FX derivatives). You will ideally have experience of advising the business on a number of product groups or you are currently a specialist in one product area looking to grow your business knowledge. You will have ... to demonstrate good business acumen from a compliance perspective.
- Posted on :
- 06/03/2010
JustLondonJobs