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Group Compliance
- Recruiter :
- Career Legal Professional & Compliance
- Salary :
- None specified
- Location :
- London
- Description :
- An excellent opportunity has arisen at this highly regarded financial services company for a compliance professional in Global Commercial Banking Compliance, overseeing and assisting the Regional Compliance teams within the Global CB network (over 40 countries worldwide). The role will involve managing compliance risk related to Compliance Control Room and Research matters, providing advice and training ... experience in a Compliance role in an Investment or Wholesale Banking environment with knowledge of UK ... to the Global Head of Compliance this role is prestigious with excellent prospects for progression in a
- Posted on :
- 03/09/2010
Compliance Manager
- Recruiter :
- Reed Finance
- Salary :
- £60,000 to £77,500 per year
- Location :
- London
- Description :
- Our client is a leading brand and an international force in the banking market. We seek a Compliance Manager to support the Head of Compliance in the management of the growing Compliance team across various countries in the corporate division, working closely with the wider Compliance community to share and leverage knowledge and best practice which assist in lowering regulatory risk for the division and group. This crucial post will involve working with Country Heads of Compliance and senior management to ensure ... management and planning. You will also be accountable for special projects assigned by the Head of Compliance
- Posted on :
- 03/09/2010
Compliance Analyst
- Recruiter :
- LAW Absolute Ltd
- Salary :
- £50,000 per year (£50,000 per annum)
- Location :
- London
- Description :
- Our client seeks a compliance analyst to work on their specialist team, advising the wider business on FSA compliance. Experience analysing FSA legislation and advising on such is highly desirable. This role will suit someone who is degree educated with at least three years post education experience working in compliance. The client offers this vacancy on a six month basis with a strong possibility that the role will become permanent in the future. Please apply immediately. At LAW Absolute we endeavour to respond to all applications within 48 hours. However due to the volume of applications we receive we may
- Posted on :
- 25/08/2010
Compliance Assistant
- Recruiter :
- LAW Absolute Ltd
- Salary :
- £24,000 to £28,000 per year
- Location :
- Surrey
- Description :
- Legal & Compliance Assistant sought for rapidly expanding international financial services organisation. You will ideally have had compliance exposure, with a working knowledge of the FSA's ICOBs and TCF requirements. Otherwise, solid drafting skills and experience of drafting insurance policy wordings and related documentation will be required. Bespoke training will be offered for the successful candidate, with a broader caseload to be offered in the future. For further information, please contact me by end August 2010. At LAW Absolute we endeavour to respond to all applications within 48 hours. However
- Posted on :
- 19/08/2010
Compliance Officer
- Recruiter :
- Robert Half
- Salary :
- £275 per month
- Location :
- West End
- Description :
- Robert Half International is currently recruiting for a leading multinational company based in Central London. We are looking for a Compliance Manager. The responsibilities will include: assisting in evaluating and further enhancing a global commercial product, to assess risk, drive programme enhancement and implement requirements of new legislation and changes in procedure. This role will also assist in enhancing the global commercial product’s compliance infrastructure through the creation/updating of polices, training decks and monitoring programs. The candidate must have a compliance experience in a Regulated
- Posted on :
- 28/08/2010
Compliance Officer
- Recruiter :
- Robert Half
- Salary :
- £25,000 to £30,000 per year ( good benefits)
- Location :
- Docklands
- Description :
- Robert Half is proud to be working in association with a global leader in its field. Reporting to the Compliance Manager, this challenging and exciting role will improve the efficiency of current working practices within the Accounts through documentation, review and testing of procedures to ensure procedures in place comply with SAS 70; HMRC procedures and industry regulations. You will be responsible for carrying out financial audits, systems reviews, risk assessments and participate in other special assignments as they arise and assisting in the preparation and audit of the SAS70 report for the accounts. You
- Posted on :
- 28/08/2010
Compliance Specialist
- Recruiter :
- Michael Page
- Salary :
- £50,000 to £60,000 per year ( benefits)
- Location :
- Middlesex
- Description :
- The team interacts and influences other teams which also implement internal controls including Group Control and Finance. The successful candidate would: develop and monitor action plans leading to the development of an effective control environment in respect to internal control standards, control processes, preventative and detective control mechanisms; develop techniques for risk-based control assessment and implementation; advise and propose to senior level lead. Requirements: demonstrated experience in controls and/or compliance related processes and projects; demonstrated experience in risk assessment techniques
- Posted on :
- 28/08/2010
Compliance Manager
- Recruiter :
- Taylor Root
- Salary :
- None specified
- Location :
- London
- Description :
- This Brokerage organisation is seeking a compliance manager to join their compliance team. You will be responsible for developing and maintaining the compliance monitoring programme and ensuring that it remains up to date with all relevant existing and new FSA regulatory requirements, codes of practises and guidance, and MIFID. You will also be working with line management to ensure the firm's procedures are up-to-date in relation to any changes in the Money Laundering regulations and liasing with senior management to provide regulatory policy input and advice to the business on compliance issues
- Posted on :
- 01/09/2010
Compliance Specialist
- Recruiter :
- Martin Ward Anderson - London - LMDX
- Salary :
- £50,000 to £60,000 per year
- Location :
- Middlesex
- Description :
- A multinational Oil and Gas organisation is looking to recruit a Compliance Specialist to join the IT & Services team. The Compliance Specialist will be responsible for the governance of all IT related financial controls and risk compliance whilst implementing controls processes for the IT reporting tools. They will also be developing risk assessment tools and reviews to help support the Internal Control Delivery team. The ideal Compliance Specialist will be ACA qualified from Big 4 accountancy firm ... controls and compliance. All applicants are encouraged and appointment will be made on merit alone.
- Posted on :
- 01/09/2010
Compliance Officer
- Recruiter :
- Taylor Root
- Salary :
- Competitive
- Location :
- London
- Description :
- Exciting opportunity for a Compliance Officer with good knowledge of FSA COBS rules and an understanding of how financial markets work to join this leading financial services company. Our client, a leading independent provider of financial advisory services, is seeking a Compliance Officer to assist in all . You must have an understanding of FSA COBS rules, and knowledge and experience of the financial markets. Experience in financial promotion would be advantageous and a Securities Institute qualification ... compliance matters.
- Posted on :
- 31/08/2010
Compliance Officer
- Recruiter :
- Exibio
- Salary :
- £20,000 to £25,000 per year
- Location :
- London City
- Description :
- My client, an international Property Development company is seeking a Compliance Officer to join its Finance team to carry out audits and other controls testing across the Group in compliance with RICS MAR. Key responsibilities include: delivery of clearly documented audit work to the agreed time-scale, quality and standard as measured by the Audit Manager; analyse any weaknesses identified; be involved in all stages of the audit life cycle; embed effective internal controls and assist the line in understanding the risk and control framework. The successful candidate will be great interpersonally, will be
- Posted on :
- 03/09/2010
Compliance Advisor
- Recruiter :
- Taylor Root
- Salary :
- £40,000 to £50,000 per year
- Location :
- Surrey
- Description :
- Insurance company based in Surrey requires Compliance Advisor to join its team. Detailed knowledge of FSA regulations, the Financial Services and Markets Act and the Data Protection Act is essential. Candidates with a background in general insurance will be preferred. This is a multi-faceted compliance role, providing exposure to staff at all levels within the organisation, and which consequently requires a self-starter with very strong communication skills. The role also requires candidates to hold a full driving license as travel to other offices may be required from time to time.
- Posted on :
- 31/08/2010
Compliance Analyst
- Recruiter :
- Blue Professional Services Ltd
- Salary :
- £per hour
- Location :
- London
- Description :
- Our client is currently looking for someone to come on board to perform the following activities: - Compliance (learn and implement Compliance monitoring plan covering all aspects of the Banks business) - AML/KYC monitoring - Daily Risk reporting including credit, market and liquidity risk reporting. - Operational Risk (working with all departments of the bank to get their Operating Models and Self-Assessments together - consolidate into Board report for Bank) - Month-end risk report (including CRD calculations, ICAAP and stress testing) This is a relatively junior position but the potential to grow into a manager and become
- Posted on :
- 02/09/2010
** Compliance 3+ **
- Recruiter :
- Hays Legal
- Salary :
- £60,000 to £70,000 per year
- Location :
- City of London
- Description :
- Leading international firm seeks to further develop its strong compliance team by recruiting an additional associate with some sound relevant experience. The role includes reviewing documentation to ensure with money-laundering regulations, advising on potential conflicts, assisting with SRA Code of Conduct duties, reviewing engageent and relationship letters and advising/liaising with the team internationally. There will be the opportunity to travel to overseas offices. Hays Legal is a trading division of Hays Specialist Recruitment Limited and acts as an employment agency for permanent
- Posted on :
- 31/08/2010
Head of Investment Compliance
- Recruiter :
- Hogarth Davies Lloyd
- Salary :
- None specified
- Location :
- London
- Description :
- for an individual to head up their Investment Compliance team. This person will provide compliance advice ... and implementation of policies and procedures and be responsible for the promotion of a strong Compliance culture within these areas. The individual will work closely with the Compliance and Business Risk teams ... maintain and update the compliance manual and provide training to staff on Compliance policy, regulatory ... and to Group Compliance. The successful candidate will have extensive compliance experience and knowledge of regulatory issues and a track record of providing compliance advice at Board level and within an investment
- Posted on :
- 31/08/2010
Compliance Officer- Surrey
- Recruiter :
- Laurence Simons Legal Recruitment
- Salary :
- None specified
- Location :
- Surrey
- Description :
- Compliance Officer - Surrey Our client is a leading provider of insurance covering retail products, distribution, manufacturers and financial services companies throughout the world. A Compliance Officer is sought to work within the Legal & Compliance team based in Surrey, with occasional travel ... are aware of corporate policy, regulatory requirements and monitoring of audit compliance; -Advising on regulatory and operational issues arising; -Supporting the legal and compliance teams; -Providing regular ... directly report into the Head of Legal and Compliance and advise the senior management of the team. You
- Posted on :
- 03/09/2010
VP - Global Compliance
- Recruiter :
- Career Legal Professional & Compliance
- Salary :
- £50 to £80 per year
- Location :
- London
- Description :
- An excellent opportunity has arisen at this highly regarded financial services company for a Vice President in Global Commercial Banking Compliance, overseeing and assisting the Regional Compliance teams within the Global CB network (over 40 countries worldwide). The role will involve managing compliance risk related to Compliance Control Room and Research matters, providing advice and training concerning ... Compliance role in an Investment or Wholesale Banking environment with knowledge of UK regulatory ... to the Global Head of Compliance this role is prestigious with excellent prospects for progression in a
- Posted on :
- 03/09/2010
VP - Global Compliance
- Recruiter :
- Career Legal Professional & Compliance
- Salary :
- None specified
- Location :
- London
- Description :
- An excellent opportunity has arisen at this highly regarded financial services company for a Vice President in Global Commercial Banking Compliance, overseeing and assisting the Regional Compliance teams within the Global CB network (over 40 countries worldwide). The role will involve managing compliance risk related to Compliance Control Room and Research matters, providing advice and training concerning ... Compliance role in an Investment or Wholesale Banking environment with knowledge of UK regulatory ... Head of Compliance this role is prestigious with excellent prospects for progression in a supportive
- Posted on :
- 03/09/2010
Compliance Assistant (Investment Management)
- Recruiter :
- Taylor Root
- Salary :
- £30,000-£35,000
- Location :
- London
- Description :
- This leading investment company is seeking to hire a Compliance Assistant to join its central compliance function. The successful candidate will be a compliance professional with an understanding of KYC, client on-boarding and account opening, and a minimum of 12 months' KYC/AML experience. This leading independent investment company is seeking to hire a Compliance Assistant to join its central compliance ... of the contract. The position requires a compliance professional with an understanding of KYC ... /AML experience and be keen to progress their career in compliance. Key Responsibilities include: · Assistance
- Posted on :
- 31/08/2010
LEGAL AND COMPLIANCE MANAGER
- Recruiter :
- Career Legal Professional
- Salary :
- None specified
- Location :
- London
- Description :
- Highly successful specialist insurance and reinsurance underwriting group aims to appoint a Legal and Compliance Manager for the Group's funds under management running into many billions of pounds. The successful candidate will have responsibility to report to the Head of Compliance with any compliance issues identified in the performance of the role or any concerns around the interpretation of regulations, and to liaise with the Group General Counsel on all material legal issues and all potential disputes. This will provide the necessary independent view ensuring legal and compliance issues are highlighted and dealt
- Posted on :
- 31/08/2010
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